Chapter 07 Quiz Study Page

The Philosophy Of Freedom Study Course

Rudolf Steiner 1900 
Age 39 

Chapter 07 Quiz Study Page 

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Chapter 7 Are There Limits To Cognition
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Are There Limits to Cognition?

Summary
Chapter 7 Are There Limits To Cognition

In the beginning of this chapter on the limits of knowing, Steiner begins by drawing a distinction between "monism" and "dualism." His turns out to be a very case-specific definition of monism, i.e., the case in which it is offered as an oppositional argument to subject-object dualism. For this reason it is not a particularly complete or complex definition of monism, and it would be a mistake to take Steiner's characterization of the idea here as exhaustive. Monism is a deeply rich and nuanced term and has been treated from a wide variety of disciplines and intellectual traditions. I only mention this because Steiner's shorthand characterization of a monistic world as a world that our knowing "elaborates into a ... unity" is really a rough one, and should be seen as a provisional characterization that seeks to describe the way human thinking establishes unity from the apparent duality between the knowing subject and the objective "world of appearances."

The point that dualism is a false construct of the mind is made once again, and again, he lays much of the blame for high modern dualism on the philosophy of Kant, who moved beyond the crude duality of "subject" and "object" into the realm of a new duality of "object" and "thing-in-itself." In this schema, the subjective perception is a kind of ground of reality, so it doesn't exactly oppose the object as in the case of naive realism--it is, rather, the cognitive organization that establishes the ordered place of a perception in an object world. So, by Kant's way of thinking (Steiner suggests), the mental creation of the "thing-in-itself" lying behind the object is an "artificial polarity," that actually has no ground, because the object-world premise is itself but a perception.

"Any kind of existence which is assumed outside the region of perception and concept,"
Steiner writes, "is to be assigned to the sphere of unjustified hypotheses (101)."

The Kantian "thing-in-itself," he adds, is one of these entities, and the reason for this is that it stems from the root perception of a naive realism, and is then given the identity of a mental image, but then assigned transcendental status as an inherently unknowable, yet some how real ideal. It's there, but we don't (and can't) know what it is. Thus dualism creates not only a subject-object divide, but an object-transcendental divide.

If this is the way dualists proceed toward knowledge (and our modern world generally does), then obviously they will claim that there are barriers to knowledge.

Monists, on the other hand, seeing the world as a unity, have no notion of an unknowable "thing-in-itself" alienated from the unified world of space, time, spirit and matter. The activity of thinking within the monistic world is an expression of that world, and no knowledge lies beyond its borders. What keeps a person from knowing is not his cognitive organization, but his ability to use that cognitive organization.

Steiner tells us that there can be no limits to knowing, and that the "preconditions" for the activity of knowing are "through" and "for" the ego. This follows from the fact that the "inner being of selfhood (ego?) which first perceives the outside world has to make that perception complete as knowledge through its own thinking activity.

"If we pose ourselves questions which we cannot answer, then the content of the question must not be clear and definite in all its parts (104)."

The questions we pose ourselves derive not from the sphere of the subjective perception of objective phenomena of the world, but rather from the "conceptual sphere" that includes the entire mental world. Again, Steiner shows us that the function of thinking is to unite these two spheres, and while thinking is an ego-activity, it is the activity of an ego linked to the entire cosmos in the conceptual sphere.

Dualism breaks the unity of thinking (the unity of perception and concept) into a four-part structure

1. the object

2. the perception the subject has of the object

3. the subject

4. the concept which relates the perception to the object

This structure leads us to assume the reality of a mental process in which perception takes place outside consciousness and the concept formation takes place inside consciousness. Dualism thus reinforces the earlier noted problem between naive realism and critical idealism. As Steiner states it, the dualist "can only create for himself conceptual representations of what is objectively real." The problem of course is that this dualism creates for itself false limits to knowledge by once again placing the "thing-in-itself" (the reality behind the representation) beyond the reach of knowing.

Dualism needs to support its abstract worldview (described earlier as a progression from perception to phantasms of an ideal "thing itself") by establishing "real principles" on which it can be said to be based.

The first of these principles is the core of modern materialist philosophy, i.e., if a thing cannot be perceived with the senses, it does not exist, and vice versa. Strangely, the attraction that many modern materialists feel toward certain kinds of spiritualism, ghosts, messages from "the other side," etc., is actually an expression of this principle. If a medium can channel a dead relative, or if a ghost slams a door, we have the physical evidence required for belief. To the naive realist/dualist, things like "love," "honor," "beauty" are merely concepts--they are actually less real than a good ghostly thing that actually goes bump in the night. To contemplate truth is to merely "think about" truth, and truth, as an idea becomes much more accessible when we associate it to a sensible thing--a fact about which the dualist can say "this is a true fact."

Even God, or the highest good can only be known by analogy, as in the case of the ubiquitous "bearded man on the throne" image of Renaissance art. So, ultimately, when the dualist tries to talk about the ideal "thing-in-itself" he or she always resorts to metaphors or symbols.

The kind of science that emerges from dualism (i.e., modern science) is the kind of science that, as Steiner puts it, only makes a "description" of the contents of perception.

"The naive realist regards as real only the individual tulips which are seen; he regards the one idea of tulip as an abstraction, as the unreal thought picture which the soul has composed for itself out of the features which all tulips have in common (108)."

Steiner maintains that lived experience refutes this kind of "science," showing that the tulips we see (the ones the naive realist says are REALLY real) are in fact transitory. They bloom and disappear. But we know by experience that the real thing is the tulip species, which to the naive realist is only an abstraction. Paradoxically, the critical modern science that grows from naive realism says that the real thing is an abstraction, and the passing thing is real. To bridge the gap between the false real and the real falsehood, the dualist invents hypothetical realities like "heredity," the "life force," the "soul," and the "Divine being." Each of these terms, which are invented to indicate something ideally transcendent, generally refer only human attributes and sensibilities. For example for modern dualists who use these terms, the Divine being seems to exhibit human characteristics and judgments, the soul is an amalgam of human emotions and responses, "life force" is some intangible thing that animates nature.

Ultimately, modern dualism in science actually reifies (assigns the status of concrete reality) to the pure abstractions, even as it claims to say that only sense-perceptible things are real. This is a wild mental inconsistency that Steiner refers to as "self-contradictory world view."

Steiner argues that the self-contradictory worldview described below, i.e., the worldview based on assigning perceptible qualities to hypothetical constructs, is the basis of metaphysical realism. Metaphysical realism, moreover, is "a contradictory mixture of naive realism and idealism (111)," involving objects of perception in flux, and unperceivable forces that cause these objects to change. While metaphysical realism admits that thinking is necessary for acquiring knowledge of the objects of perception, it fails to properly acknowledge the importance of the "concept" as the substance of the relationship between perceptions acquired through thinking (we should remember that Steiner earlier (p 46) characterized concepts as the ideas that remain after the object of perception is gone from view).

Accordingly, when we dispense with the hypothetical constructs of metaphysical realism, we are left with perceptions and the concepts which make their relationships intelligible.

"When metaphysical realism asserts that, besides the ideal relationship between the object of perception and its perceiving subject, there must exist in addition a real relationship between the 'thing-in-itself' of the perception and the 'thing-in-itself' of the perceivable subject...this assertion rests upon the incorrect assumption of an unperceivable real process analogous to the processes of the sense world (112)."

When metaphysical realism dispenses with the hypothetical constructs of these unperceivable forces, processes, and "things-in-themselves," the result is "monism," uniting, as it does, concept with perception without any artificial mediating processes.

Steiner concludes this important chapter by explaining how monism (interpreted in this specific case) resolves the problems knowing peculiar to metaphysical realism that dualism tends to create. We should remember, in the spirit of the chapter, that "limits" to knowing are created, falsely, when we fail to understand the unity that contains the perceiving subject and the perceived object. The kind of monism Steiner posits here is one in which thinking serves to "bridge over" the antithesis between subjectivity and the object world.

He is somewhat critical of the practical assumptions of scientific induction, i.e., that if enough iterations of an experiment, or enough pieces of experience should confirm a hypothesis, we can take this as knowledge of the "thing-in-itself" of the object under examination.

Steiner's primary aim, in this chapter and in the entire first part of the book is to show that treating knowledge of the world as mere sense-perception leads to a division of reality into the subjective and objective components. The division, which he has characterized in terms of the dichotomies of "naive realism vs. critical idealism" and "dualism vs. monism," leads to the same outcome in each case. This is the tendency to treat the objects of the world as mere sensory perceptions, yet at the same time to seek for an ideal reality behind the mental pictures that these sensory perceptions give rise to. The reason we do this is that to make the world intelligible, some sense has to be made of the mental pictures of which life apparently, ultimately, exists. For Steiner, looking to make sense of the world as mere mental pictures leads us down the road of fantasy.

The notion that all scientific and philosophical roads end in this kind of fantasy is that which leads Steiner to assert that the subject-object division is in fact resolved by thinking. For Steiner, thinking, the forming of concepts and ideas about perceived things, is the means by which the dichotomy is embraced, the divide world is made whole, and limits to knowledge are removed.



Outline
Chapter 7 Are There Limits To Cognition

Quiz 00 Key Terms

Topic 7.0: Cognition

  • Reality: We have established that the elements for the explanation of reality are to be found in two spheres: perceiving and thinking. It is due, as we have seen, to our organization that the full, complete reality, including our own selves as subjects, appears at first as a duality.
  • Cognition: Cognition overcomes duality by fusing the two elements of reality, the percept and the concept gained by thinking, into the complete
    thing.
  • World of Appearance: Manner in which the world presents itself to us, before it has taken on its true nature through cognition.
  • Monism: The world is given to us as a duality, and cognition transforms it into a unity.
    • It is due to the nature of our mental organization that a particular thing can be given to us only as a percept. Thinking then overcomes this particularity by assigning to each percept its rightful place in the world as a whole.
    • As long as we designate the separated parts of the world as percepts, we are simply following, in this separating out, a law of our subjectivity.
  • Dualism: Assumes that there are two worlds absolutely distinct from one another.
    • It is due, as we have seen, to our organization that the full, complete reality, including our own selves as subjects, appears at first as a duality.
    • Dualism rests on a false conception of what we call cognition. It divides the whole of existence into two spheres, each of which has its own laws, and it leaves these two worlds standing apart and opposed.
    • Dualism does not assume just that there are two sides of a single reality which are kept apart merely by our organization, but that there are two worlds absolutely distinct from one another. It then tries to find in one of these two worlds the principles for the explanation of the other.
  • Thing-In -Itself:
    • Regard the sum of all percepts as the one part, and contrast with this a second part, namely, the things-in-themselves.
    • Dualism plays with concepts by constructing an artificial pair of opposites, but can gain no content for the second of these opposites (thing-in-itself), since such content for a particular thing can be drawn only from perception

 Topic 7.1: Assumed World Principle and Experience

  • It is quite natural that a dualistic thinker should be unable to find the connection between the world principle which he hypothetically assumes ---the thing-in-itself--- and the things given in experience.
  • Here the dualistic thinker usually asserts that the content of this concept is inaccessible to our cognition; we can know only that such a content exists, but not what it is that exists.
  • A content for the hypothetical world principle can be arrived at only by borrowing it from the world of experience and then shutting one's eyes to the fact of the borrowing.
  • The follower of a monistic world conception knows that everything he needs for the explanation of any given phenomenon in the world must lie within this world itself.
  • What prevents him from reaching it can be only accidental limitations in space and time, or defects of his organization, that is, not of human organization in general, but only of his own particular one.

Topic 7.2: Egohoods Questions and Answers

  • Things exist and act on one another according to laws which can be discovered through thinking, They exist in indivisible unity with these laws.
  • Only when the Egohood has taken the two elements of reality which are indivisibly united in the world and has combined them also for itself, is cognitive satisfaction attained -- the I has then arrived at the reality once more.
  • The I sets itself the problems of cognition; and moreover it takes them from an element that is absolutely clear and transparent in itself: the element of thinking.
  • If we set ourselves questions which we cannot answer, it must be because the content of the questions is not in all respects clear and distinct.

Topic 7.3: Reconcile Familar Percepts and Concepts

  • Our cognition is concerned with questions which arise for us through the fact that a sphere of percepts, conditioned by place, time, and our subjective organization, is confronted by a sphere of concepts pointing to the totality of the universe.
  • My task consists in reconciling these two spheres, with both of which I am well acquainted.
  • Here one cannot speak of a limit to cognition. It may be that, at any particular moment, this or that remains unexplained because, through our place in life, we are prevented from perceiving the things involved.
  • The limits due to these causes are only transitory, and can be overcome by the progress of perception and thinking.

Topic 7.4: Ideal Reference of Percept to Objective Reality

  • Dualists splits the two factors concerned in the cognitive process, namely percept and concept, into four:
    (1) the object in itself
    (2) the percept which the subject has of the object
    (3) the subject
    (4) the concept which relates the percept to the object in itself.
  • Dualist-Two parts of the cognitive process
    (1) Outside consciousness: production of the perceptual object out of the thing-in-itself
    (2) Within consciousness: combination of percept with concept and the reference of the concept to the object

Dualist
The objectively real process in the subject by means of which the percept comes about, and still more the objective relations between things-in-themselves, remain for such a dualist inaccessible to direct knowledge; according to him, man can obtain only conceptual representatives of the objectively real.


Topic 7.5: Real principles in addition to ideal principles

The ideal principles which thinking discovers seem too airy for the dualist, and he seeks, in addition, real principles with which to support them.
Real Principles of the naïve realist:

  • Objects
    • Proof of reality is if hands can grasp and eyes see object.
    • Nothing exists that cannot be perceived.
    • Everything which can be perceived exists.
    • Everything else, especially the world of ideas, is unreal or "merely ideal".
  • Events
    • A thing can act on another only when a force actually present to sense perception issues from the one and seizes upon the other.

Topic 7.6: Real evidence of senses in addition to ideal evidence
Real evidence of senses of naïve realism:

  • God: God must appear in the flesh, and little value is attached to the testimony of thinking. Proof of divinity testified by the senses such as changing water into wine.
  • Cognition: Things make an impression on the soul, or send out images which enter through our senses.
  • Science: Exact description of the content of perception.

Concepts provide ideal counterparts of percepts, but have no significance for the things themselves. For the naïve realist, only the individual tulips which he sees (or could see) are real; the single idea of the tulip is to him an abstraction, the unreal thought-picture which the soul has put together out of the characteristics common to all tulips.

Topic 7.7: Vanishing Percepts and Ideal Entities
The tulip I see is real today; in a year it will have vanished into nothingness. Thus this theory of the world find itself in the position of seeing its realities arise and perish, while what it regards as unreal ---the idea--- in contrast with the real, persists. Therefore naïve realism is compelled to acknowledge, in addition to percepts, the existence of something ideal. It must admit entities which cannot be perceived by the senses.

These hypothetical realities are the invisible forces by means of which the sense-perceptible objects act on one another.

  • Heredity: Works on beyond the individual and is the reason why a new being is similar to parent.
  • Life-principle permeating the organic body
  • Soul
  • Divine Being

Topic 7.8: Perceptible Reality and Imperceptible Reality

Metaphysical realism:

  • Ascribes a form of existence (perceptible existence) to a sphere where the only means of making any assertion about such existence, namely, sense perception, is lacking.
  • Constructs, in addition to the perceptible reality, an imperceptible reality which it conceives on the analogy of the perceptible one.
  • Metaphysical realism is of necessity dualistic.
  • The real world is composed of the objects of perception which are in ceaseless flux, arising and disappearing, and of imperceptible forces which produce the objects of perception, and are the things that endure.

Topic 7.9: Sum of Percepts and Laws of Nature
If we are to avoid the contradiction of imperceptible percepts, we must admit that the relationships which thinking establishes between the percepts can have no other mode of existence for us than that of concepts.

Monism

  • The world presents itself to us as the sum of percepts and their conceptual (ideal) relationships.
  • Requires the principle of perceivability for percepts and that of conceivability for the relationships between the percepts.
  • Can admit no third sphere -- in addition to the world of percepts and the world of concepts -- in which both the so-called "real" and "ideal" principles are simultaneously valid.
  • Combines one-sided realism with idealism into a higher unity.

Naïve realism: The real world is an aggregate of perceived objects (percepts).
Metaphysical realism: Not only percepts but also imperceptible forces are real.
Monism: Replaces forces by ideal connections which are gained through thinking. The laws of nature are just such connections. A law of nature is in fact nothing but the conceptual expression of the connection between certain percepts.

Topic 7.10: Separation and Reunion of “I” into World Continuum
Monism never finds it necessary to ask for any principles of explanation for reality other than percepts and concepts. In the perceptual world, as it presents itself directly to perception, it sees one half of the reality; in the union of this world with the world of concepts it finds the full reality.

Limits to cognition for naïve and metaphysical realism

  • Both see in the contents of the soul only an ideal representation of the real world.
  • What exists outside the subject is something absolute, founded in itself, and what is contained within the subject is a picture of this absolute, but quite external to it.
  • The completeness of the cognition depends on the greater or lesser degree of resemblance between the picture and the absolute object.
  • A being with fewer senses than man will perceive less of the world, one with more senses will perceive more. The former will accordingly have a less complete knowledge than the latter.

Since it is only through the subject that the whole appears cut in two at the place between our percept and our concept, the uniting of those two gives us true cognition.

Monism: Our own cognition suffices to answer the questions put by our own nature.

  • The manner in which the world continuum appears to be rent asunder into subject and object depends on the organization of the perceiving being.
  • The object is not absolute, but merely relative, with reference to this particular subject.
  • Bridging over the antithesis, therefore, can again take place only in the quite specific way that is characteristic of the particular human subject.
  • As soon as the I, which is separated from the world in the act of perceiving, fits itself back into the world continuum through thoughtful contemplation, all further questioning ceases, having been but a consequence of the separation.

Topic 7.11: Sum of Effects and Underlying Causes
Inductive inference is the method underlying modern metaphysical realism.

Inductive inference

  • Inference from a sum of effects to the character of the underlying causes.
  • We believe that we can understand the situation well enough from a sufficiently large number of instances to know how the inferred causes will behave in other instances.
  • We shall be obliged to modify its results if further observation yields some unexpected element.
  • The metaphysical realist asserts that this knowledge of causes, though conditional, is nevertheless quite sufficient for practical life.

Anything inferred from past percepts will be somewhat modified by each subsequent percept. The character of the metaphysical thus obtained by inductive inference, therefore, is only relatively true, since it is subject to correction by further instances.

Topic 7.12: Subjective and Objective World Continuum
The form which the metaphysical realist nowadays gives to his things-in-themselves is obtained by inductive inferences. Through considerations of the process of cognition he is convinced of the existence of an objectively real world continuum and a "subjective" world continuum.

Objective real world continuum: Nature of this reality is determined by inductive inferences from percepts.
Subjective world continuum: Cognizable through percepts and concepts.


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Quiz Key Terms
Chapter 7 Are There Limits To Cognition

 

 


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Quiz 00 Key Terms (7.0 thru 7.4)

The Philosophy of Freedom
Chapter 7 Are There Limits To Cognition

7.0
[1] We have established that the elements needed to explain reality are to be drawn from the two spheres of perceiving and thinking. As we have seen, we are so organized that the full, total reality (including that of ourselves as subjects) initially appears to us as a duality. Cognition overcomes this duality by composing the thing as a whole out of the two elements of reality: the percept, and the concept worked out by thinking. Let us call the way in which the world meets us, before it has gained its true form through cognition, “the world of appearance,” in contrast to the unified reality composed of percepts and concepts. We can then say that the world is given to us as a duality, and cognition assimilates it into a (monistic) unity. A philosophy that proceeds from this fundamental principal can be characterized as monistic philosophy or monism. In contrast to it stands two-world theory or dualism. The latter does not, for example, assume that there are two sides to a unitary reality that are separated merely by our organization, but that there are two worlds that are absolutely distinct from one another. Dualism then seeks the explanatory principles for one world in the other.

[2] Dualism rests on a false conception of what we call cognition. It separates the whole of existence into two regions, each of which has its own laws, and lets those regions confront one another outwardly.

[3] The distinction between the perceived object and the thing-in-itself, which Kant introduced into science and which has not been overcome to this day, originates from this kind of dualism. Following what we have said, the nature of our spiritual organization is such that a separate thing can be given only as percept. Thinking then overcomes this separation by assigning to each percept its lawful place in the world totality. As long as the separated parts of the world totality are designated as percepts, we are simply following a law of our subjectivity when we make this separation. But if we consider the sum of all percepts as one part of the world, and then oppose to these percepts a second part, the “things-in-themselves,” we are philosophizing into thin air. We are just playing a game with concepts. We construct an artificial contrast and then can find no content for its second term—since such content can be created for a separate, particular thing only out of perception.

7.1
[4] Every kind of existence assumed outside the realm of percepts and concepts must be relegated to the sphere of unjustified hypotheses. The “thing-in-itself” belongs to this category. It is only too understandable if dualistic thinkers can find no link between the world principle assumed hypothetically and what is given by experience. We can give content to this hypothetical world principle only by borrowing content from the world of experience and then deceiving ourselves about this fact. Otherwise, it remains a concept devoid of content and has only the form of a concept. At this point, dualistic thinkers usually maintain that the content of the concept is inaccessible to our cognition: we can know only that such content exists; we cannot know what exists. In either case, overcoming dualism is impossible. Even if we import a few abstract elements from the world of experience into the concept of the thing-in-itself, it still remains impossible to trace back the rich, concrete life of experience to a few qualities that themselves are only borrowed from perception.

Du Bois-Reymond thinks that unperceivable atoms of matter create sensation and feeling by their position and movement. He uses this to arrive at the conclusion that we can never have a satisfying explanation of how matter and motion create sensation and feeling. Thus he writes:

"It is completely and forever incomprehensible that a number of atoms of carbon, hydrogen, nitrogen, oxygen, etc., should be other than indifferent as to how they are lying and moving, how they lay and moved, and how they will lie and move. There is no way to understand, from their interaction, how consciousness could arise."

Du Bois-Reymond’s argument is characteristic of this whole orientation of thought. Position and motion are separated out from the rich world of percepts. They are then transferred to the notional world of atoms. And astonishment follows that it is impossible to develop concrete life out of this homemade principle, imitated from the perceptual world.

[5] From the definition of the principle of dualism given above, it follows that dualists, working with a completely contentless concept of the “in-itself,” cannot arrive at an explanation of the world.

[6] In every instance, the dualist is constrained to set insurmountable barriers to our capacity for cognition. The follower of a monistic worldview knows that everything necessary to explain a given world phenomenon must lie within this world. What prevents us from achieving such an explanation can be only accidental temporal or spatial limits, or deficiencies in our organization—deficiencies not in human organization in general, but only in our own particular organization.


7.2
[7] It follows from the concept of cognizing, as we have defined it, that we cannot speak of limits to cognition. Cognizing is not the business of the world in general, but a transaction that we must each accomplish for ourselves. Things demand no explanation. They exist and work on one another according to laws that thinking can discover. They exist in indivisible unity with these laws. Our I-hood then confronts them, initially comprehending in them only what we have described as the percept. But within this I-hood also lies the power to find the other part of reality. Cognitive satisfaction is attained only when the I has united for itself both the elements of reality that are indivisibly connected in the world—for then the I has reached reality once again.

[8] The preconditions for cognizing exist through and for the I. The I itself poses the questions of cognition. In fact, it draws them from the element of thinking, which is completely clear and transparent within itself. If we ask ourselves questions that we cannot answer, their content cannot be clear and distinct in every aspect. It is not the world that poses questions to us; we pose them to ourselves.

[9] I can easily imagine that I would be quite incapable of answering a question that I happened to find written down somewhere if I did not know the sphere from which its content came.

7.3
[10] Our cognition involves questions that emerge for us because a conceptual sphere, pointing to the totality of the world, confronts a perceptual sphere conditioned by place, time, and subjective organization. Our task is to balance these two spheres, both of which we know well. This has nothing to do with a limit to cognition. At a particular time, this or that might remain unexplained because the place of our vantage point in life prevents us from perceiving the things in question. But what is not found today may be found tomorrow. The limits determined in this way are only temporary, and they can be overcome by progress in perception and thinking.


7.4
[11] Dualism mistakenly transfers the contrast between objects and subjects, which has meaning only within the perceptual realm, to purely imagined entities outside this realm. But things separated in the perceptual field are separate only as long as the perceiver refrains from thinking— for thinking suspends all separation and reveals it to be merely subjective. Therefore a dualist is really transferring— to entities behind the percepts—categories that have no absolute but only a relative validity, even for the percepts. A dualist splits percept and concept, the two factors involved in the cognitive process, into four: 1) the object in itself, 2) the subject’s percept of the object, 3) the subject, and 4) the concept that relates the percept to the object-in-itself.

For the dualist, the relationship between an object and a subject is a real one; the subject is really (dynamically) influenced by the object. This real process is said not to emerge into our consciousness. It is supposed to evoke a response in the subject to the stimulus proceeding from the object. The result of this response is supposed to be the percept, which alone emerges into consciousness. The object is supposed to have an objective reality (that is, a reality independent of the subject), while the percept is supposed to have a subjective reality. This subjective reality supposedly relates the subject to the object. That relationship is said to be ideal (conceptual). Thus, dualism splits the cognitive process into two parts. One of them, the creation of the perceptual object out of the thing-in-itself, is assigned a place outside consciousness, and the other, the connection of the percept to the concept and the relation of the concept to the object, is assigned a place within consciousness.

Given these presuppositions, it is clear why dualists believe it possible to attain only subjective representations of what lies before our consciousness. For dualists of this kind, the objective/real process in the subject, through which the percept arises, and, all the more so, the objective relationships of things-in-themselves, are not directly knowable. In their view, human beings can only construct conceptual representations of what is objectively real. The bond of unity that links things, both among themselves and to our individual spirit (as a thing-in-itself), lies beyond consciousness in a being-in-itself of whom, likewise, we can only have a conceptual representative in our consciousness.


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Quiz 00 Key Terms (7.5 thru 7.12)



7.5
[12] Dualism believes that the whole world would evaporate into an abstract conceptual schema if “real” connections were not affirmed alongside the conceptual connections of objects. In other words, the conceptual principles discoverable through thinking appear too airy to dualists, and so they look for additional, real principles by which to support them.

[13] Let us look more closely at these real principles. The naive person (that is, a naive realist) regards the objects of external experience as realities. The evidence for their reality is that they can be grasped by the hand and seen by the eye. “Nothing exists that cannot be perceived” is actually the first axiom of the naive human being, and its converse is seen as equally valid: “Everything that can be perceived exists.” The best proof of this assertion is the naive human belief in immortality and in spirits. The naive realist imagines the soul as fine, sense-perceptible matter, which under certain circumstances, can even become visible to ordinary human beings (i.e., the naive belief in ghosts).

[14] Compared to their “real world,” naive realists see everything else, such as the world of ideas, as unreal, as “merely conceptual.” What we add to objects through thinking are mere thoughts about things. Thought adds nothing real to a percept.

[15] But naive persons hold sense perception to be the sole evidence of reality, not only for the existence of things, but also for events. In this view, one thing can only affect another if a sense-perceptible force proceeds from the one and touches the other. In ancient physics, it was believed that very fine matter streams out from objects and penetrates our souls through our sense organs. Actually seeing such matter was said to be impossible only because of the crudeness of our senses in comparison to the fineness of the matter. In principle, this kind of matter was accorded reality on the same grounds by which reality is accorded to the objects of the sense-world— namely, because of its mode of existence, which was thought of as analogous to that of sense-perceptible reality.


7.6
[16] For naive consciousness, the self-sufficient existence of what can be experienced through ideas is not considered to be real in the same way as what can be experienced through the senses. Until conviction of its reality is supplied by sense-perception, an object grasped in “idea alone” is a mere chimera. In brief, the naive person demands, in addition to the conceptual evidence of thinking, the real evidence of the senses. The basis for the development of primitive forms of belief in revelation lies in this naive human need. To naive consciousness, the god given through thinking always remains merely a “thought” god. Naive consciousness demands revelation through means accessible to sensory perception. God must appear bodily, and the testimony of thinking counts little. Rather, divinity must be confirmable by the senses through such things as the transformation of water into wine.

[17] The naive person imagines that cognition is itself a process analogous to sensory processes. Things make an impression on the soul, or they emit images that penetrate through the senses, and so forth.

[18] What naive human beings can perceive with their senses is considered real, and what cannot be perceived in this way (god, the soul, cognition, etc.) is imagined to be analogous to what is perceived.

[19] If naive realism wants to establish a science, it can do so only through the exact description of perceptual contents. For naive realism, concepts are only means to this end. They exist to provide conceptual counter-images of the percepts. They have no significance for the things themselves. For the naive realist, only individual tulips that are seen, or that can be seen, count as real; the idea of a tulip counts only as an abstraction, as an unreal thought image that the soul assembles from characteristics common to all tulips.


7.7
[20] Naive realism, with its fundamental principle of the reality of everything perceived, is contradicted by experience, which teaches us that the content of perception is transient. The tulip that I see is real today; a year hence, it will have vanished into nothingness. What lasts is the species of tulip. But, for naive realism, this species is “only” an idea, not a reality. Thus, the naive realist world-view is in the position of seeing its realities come and go, while what it regards as unreal is more lasting than the real. In addition to percepts, naive realism has to acknowledge something conceptual. It has to include entities that cannot be perceived with the senses. It reconciles itself to this by conceiving their mode of existence as analogous to that of sense objects. The invisible forces through which sense perceptible things affect one another are just such hypothetically assumed realities. So, too, is heredity, which has effects above and beyond the individual, and which is the reason for the development out of one individual of a new individual that is similar to the first, so that the species persists. The life principle permeating the organic body is another such assumed reality; so is the soul (for which naive consciousness always forms a concept analogous to sense realities); and so, finally, is the naive human’s Divine Being. This Divine Being is thought to act in a fashion that exactly corresponds to the perceptible ways in which human beings act—that is, anthropomorphically.

[21] Modern physics traces sense impressions back to processes in the smallest parts of the body and in an infinitely fine substance, the ether—or something similar. For example, what we sense as warmth is the movement of the parts within the space occupied by the body that is the source of warmth. Here, too, something imperceptible is thought of by analogy to what is perceptible. The sensory analogue of the concept “body” might be, in this sense, the interior of an enclosed space, in which elastic spheres move in every direction, hitting one another, bouncing off the walls, and so forth.


7.8
[22] Without such assumptions, the world of naive realism disintegrates into an incoherent aggregate of percepts, without mutual relationships and constituting no unity. But it is clear that naive realism can arrive at its assumptions only through inconsistency. If it remains true to its fundamental proposition that only the perceived is real, then it may not assume something real where it perceives nothing. From the standpoint of naive realism, those imperceptible forces operating out of perceptible things are actually unjustified hypotheses. Because such a theory knows of no other realities, it equips its hypothetical forces with perceptual content. It attributes a form of existence (perceptual existence) to a realm where sense perception—the sole means of making an assertion about this form of existence—is lacking.

[23] This self-contradictory worldview leads to metaphysical realism. Alongside perceptible reality, metaphysical realism constructs another, imperceptible reality that it conceives as analogous to the first. Therefore, metaphysical realism is necessarily dualistic.

[24] Wherever metaphysical realism notices a relationship between perceptible things (approaching something through movement; something objective entering consciousness, etc.) it posits a reality. Yet the relationship it notices cannot be perceived; it can only be expressed through thinking. This conceptual relationship is arbitrarily made into something akin to the perceptible. For this line of thinking, then, the real world is composed of perceptual objects that emerge and disappear in eternal flux, and of imperceptible forces that produce the perceptual objects and endure.

7.9
[25] Metaphysical realism is a contradictory mixture of naive realism and idealism. Its hypothetical forces are imperceptible entities with perceptual qualities. Beyond that region of the world for whose form of existence a means of cognition is present in perception, it is determined to acknowledge still another region, for which this means is inadequate, and which can be ascertained only by thinking. Metaphysical realism, however, cannot, at the same time, decide to recognize that the form of existence transmitted by thinking—the concept or idea—is an equally valid factor with perception. To avoid the contradiction of imperceptible percepts, we must admit that the relationships between percepts, as transmitted through thinking, can have no other form of existence for us than that of concepts. If we reject the invalid components of metaphysical realism, the world presents itself as the sum of percepts and their conceptual (ideal) relations. Thus, metaphysical realism arrives at a worldview that requires, as a matter of principle, that we be able to perceive percepts, while it requires us to be able to think the relations among percepts. Beside the world of percepts and concepts, this metaphysical realism can validate no third region of the world for which both principles, the so-called principle of the real and the principle of the ideal, are simultaneously valid.

[26] When metaphysical realism claims that, along with the ideal relation between the perceptual object and its subject, there must exist a real relationship between the “thing-in-itself” of the percept and the “thing-in-itself” of the perceptible subject (the so-called individual spirit), then this claim rests on the false assumption of the existence of a process analogous to the processes of the sense world but imperceptible. When metaphysical realism further states that we enter into a conscious-ideal relationship with our perceptual world but can enter into a dynamic relationship (of forces) only with the real world, it commits the same error again. We can speak of a relationship of forces only within the perceptual world (in the area of the sense of touch), but not outside this world.

[27] The worldview into which metaphysical realism merges when it eliminates its contradictory elements can be called monism, because it combines one-sided realism with idealism into a higher unity.

[28] For naive realism, the real world is a sum of perceptual objects. For metaphysical realism, imperceptible forces as well as percepts attain reality. Monism replaces these forces with the conceptual connections achieved through thinking. But these connections are the laws of nature. A natural law, after all, is nothing other than a conceptual expression for the connection between certain percepts.


7.10
[29] Monism never has to seek for explanatory principles of reality outside percepts and concepts. Monism realizes that, in the whole realm of reality, there is never occasion to do so. It sees the perceptual world, as it appears immediately to our perceiving, as something half-real. It finds full reality in the union of that world with the conceptual world. The metaphysical realist may object to the monist: “As far as your organism is concerned, it may be that your cognition is perfect in itself, that it lacks nothing; but you do not know how the world would be reflected in an intelligence organized differently from your own.” To this monism will respond: “If there are non-human intelligences whose percepts have a form different from our own, what has meaning for me is still only what reaches me through my perceiving and concepts.”

Through my perceiving—in fact, through specifically human perceiving—I am located as a subject over against an object. The connection between things is thus interrupted. The subject then restores that connection through thinking. Thereby it reintegrates itself into the world as a whole. Since it is only through our own subject that the whole appears to be torn apart at the place between our percept and our concept, it is also in the union of those two that true cognition is given. For beings with a different perceptual world (for example, beings with double the number of sense organs), the connection would appear interrupted at a different place, and its reunion would accordingly have to take a form specific to those beings. The question of limits to cognition exists only for naive and metaphysical realism, both of which see in the soul’s content only a conceptual representation of the world. For them, what exists outside the subject is something absolute, something self-existent, and the content of the subject is a picture of this absolute, standing completely apart from it. The completeness of the cognition depends on the degree of similarity between the picture and the absolute object. A being with fewer senses than human beings have will perceive less of the world; one with more senses will perceive more. The former will therefore have less complete knowledge than the latter.

[30] For monism, things are otherwise. The organization of the perceiving being determines where the connectedness of the world will seem torn apart into subject and object. The object is not absolute, merely relative to the particular subject. By the same token, the opposition can be bridged only in the specific way appropriate to human subjects. As soon as the I, which is separated from the world in perceiving, reintegrates itself into the connectedness of the world through its thinking contemplation, then all further questioning ceases—since it was only a result of the separation.

[31] A differently constituted being would have a differently constituted cognition. Our own cognition is sufficient to answer the questions posed by our own nature.

[32] Metaphysical realism must ask: How is what is given to us as perception given? How is the subject affected?

[33] For monism, the percept is determined by the subject. But, at the same time, the subject has the means in thinking to cancel out what it has itself determined.

7.11
[34] Metaphysical realists face a further difficulty when they seek to explain the similarity of the world pictures of different human individuals. They have to ask themselves: “How is it that the world picture that I construct out of my subjectively determined percepts and concepts is equivalent to those that other human individuals construct from the same two factors that are subjective to them? From my own subjective world picture, how can I draw any conclusions about that of another human being?” Because people manage to get along with one another in practice, the metaphysical realist believes it possible to infer the similarity of their subjective world pictures. From the similarity of these world pictures, a further inference is then drawn regarding the similarity of the individual spirits —the “I-in-itself”—underlying the separate human perceptual subjects.

[35] This kind of conclusion infers, from a sum of effects, the character of their underlying causes. After a sufficient number of cases, we believe that we understand the situation enough to know how the inferred causes will operate in other cases. We call such an inference an inductive inference. If further observation yields something unexpected, we will find ourselves forced to modify its results, because the character of the result is, after all, determined only by the individual form of our observations. Yet, according to the metaphysical realist, this conditional knowledge of causes is perfectly sufficient for practical life.

[36] Inductive inference is the methodological foundation of modern metaphysical realism. Once people believed that, from concepts, they could evolve something that was no longer a concept. They believed that, through concepts, they could know the metaphysically real entities that metaphysical realism necessarily requires. Today, this kind of philosophy belongs to a vanquished past. Instead, we believe that from a sufficient number of perceptual facts we can infer the character of the thingin- itself underlying those facts. Just as earlier people sought to develop the metaphysical from concepts, they seek today to develop it from percepts. Since concepts were present to people in transparent clarity, they believed that they could deduce the metaphysical from them, too, with absolute certainty. But percepts are not so transparent to us. Each successive percept appears somewhat different from those of the same kind that preceded it. What is inferred from the earlier ones is consequently somewhat modified by each successive percept. Therefore, the form that we thus give to the metaphysical can be called only relatively correct. It is subject to correction by future cases. Eduard von Hartmann’s metaphysics is characterized by this methodological principle. Hence, on the title page of his first major work, he placed the motto: “Speculative results following the inductive method of natural science.”


7.12
[37] The form that metaphysical realists give to things-in-themselves today is arrived at through inductive inferences. By reflecting on the process of cognition they have convinced themselves of the existence of an objectively real world continuity alongside what is “subjectively” cognizable through percept and concept. They believe they can determine how this objective reality is constituted by inductive inference from their percepts.
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Addendum to the new edition (1918)
[1] Certain ideas based on natural-scientific study will always pose distractions for the kind of unprejudiced observation of experience in percepts and concepts that I have tried to present in the preceding discussion. According to modern science, for instance, the eye perceives colors in the light spectrum from red to violet. Beyond violet, there are forces of radiation corresponding to no color-percept in the eye, but rather only to a chemical effect. In the same way, beyond the red limit, there are radiations that manifest only as warmth. Consideration of these and similar phenomena leads to the view that the range of the human perceptual world is determined by the range of the human senses, and humans would face an altogether different world if they had additional, or completely different, senses. Anyone who indulges in extravagant fantasies, for which the brilliant discoveries of current natural science offer quite seductive opportunities, can easily conclude that, after all, nothing enters the human field of observation but what can affect the senses formed by our bodily organization. We have no right, then, to regard what we perceive because of our bodily organization as any standard of reality. Each new sense would place before us a different picture of reality.

Within appropriate limits, this view is thoroughly justified. But those who allow themselves to be misled by this opinion and prevented from an unprejudiced observation of the relationship between percepts and concepts expressed here are sealing off the path to a knowledge of the world and of human beings that is rooted in reality. To experience the essence of thinking—that is, actively to elaborate the conceptual world—is something completely different from the experience of something perceptible through the senses. Whatever senses human beings might have, not one could give us reality if our thinking did not permeate what is perceived through them with concepts. However constituted, any sense permeated by concepts in this way offers human beings the possibility of living in reality. The fantasy of the completely different perceptual picture possible with other senses has nothing to do with the question of how human beings stand in the real world. We must realize that every perceptual picture takes its form from the organization of the perceiving entity, but that the perceptual picture permeated by an actually experienced thinking contemplation leads us into reality. It is not the fantasy depiction of how differently a world would look for other than human senses that can enable us to seek knowledge of our relationship to the world; rather, it is the insight that every percept gives only a part of the reality hidden within it, and that it thus directs us away from its own reality. This insight is then joined by another—that thinking leads us into the part of the percept’s reality that was hidden by the percept itself.

In the field of experimental physics, it is sometimes necessary to speak not of elements that are immediately perceptible, but of unobservable quantities such as lines of electric or magnetic force. This can also distract us from the unprejudiced observation of the relationship described here between the percept and the concept worked out in thinking. It can appear as if the elements of reality that physics describes have nothing to do either with what is perceptible or with the concept worked out in active thinking. Yet such a view would be based on self-deception. We must realize, in the first place, that everything worked out in physics—except unjustified hypotheses that ought to be excluded—is achieved with percepts and concepts. A physicist’s accurate cognitive instinct transposes what is apparently an unobservable content to the field where percepts exist, where it is then thought out in familiar concepts from that field. The strengths of electric or magnetic fields, for example, are not obtained through an essentially different cognitive process than that which operates between percepts and concepts.

An increase or alteration in the human senses would result in a different perceptual picture, an enrichment or alteration of human experience. But real knowledge must be achieved, even in regard to this experience, by the interaction of concept and percept. The deepening of cognition depends on the forces of intuition that live in thinking (cf. p. 88). In the experience of thinking, such intuition can immerse itself either more or less deeply in reality. The extension of the perceptual picture can stimulate this immersion and so, indirectly, promote it. Yet this immersion in the depths—this attainment of reality— should never be confused with encountering a broader or narrower perceptual picture, in which there is always only a half reality, as determined by the cognizing organism. Anyone not lost in abstractions will realize how relevant it is for our knowledge of human nature that physics has to infer elements in the perceptual field to which no sense is attuned as directly as for color or sound. Concretely, the essence of the human is determined not only by the kind of immediate perception with which we confront ourselves through our organization, but also by our excluding other things from this immediate perception. Just as both the conscious waking state and the unconscious state of sleep are necessary for life, so both the sphere of sense percepts and a (much greater) sphere of elements that are not sense-perceptible, in the field from which sense percepts originate, are necessary for human self-experience. All of this was already expressed indirectly in the original presentation of this text. I add this extension of its content here because I have found that many readers have not read it with sufficient precision.

It should also be kept in mind that the idea of the percept, as developed in this text, must not be confused with that of external sense perception, which is only a special case of it. Readers will see from what has been said, but still more so from what will be said later, that everything both sensory and spiritual that meets a human being is here taken to be a “percept” until it is grasped by the actively elaborated concept. “Senses” of the kind normally meant by the word are not necessary to have percepts of soul or spirit. One could object that such an extension of normal linguistic usage is illegitimate. But it is absolutely necessary unless we want our cognitive growth in certain areas to be held in chains by linguistic custom. Anyone who speaks of perception only as sense perception will not arrive at a concept appropriate for knowledge—even knowledge of this same sense perception. Sometimes we must extend a concept so that it can have an appropriate meaning in a narrower field. Sometimes, too, we must add something to what a concept initially calls to mind so that what is thought of initially can be justified or adjusted. Thus, on page 100 of this book we read that “A mental picture, then, is an individualized concept.” I have heard the objection that this is an unusual use of words. But if we are to understand what a mental picture really is, this usage is necessary. What would become of the progress of knowledge, if everyone who has to adjust concepts meets with the objection, “That is an unusual use of words”?

 

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